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Featured Articles
14 Articles
Massachusetts Examination Response
Texas Mortgage Examinations
Oklahoma Licensing Examinations
Georgia Ad-Hoc Requests for BSA/AML and IT (Safeguarding) Security Plans
Louisiana Mortgage License Examination Process
How do I quickly customize my manual
What are Independent AML Reviews/Audits?
Thinking about becoming a lender?
HUD/FHA Audit - where are the items in my plans?
Michigan - Licensing Examination
Using the Form 1-4 QC PROC Closed File Pre-Audit Compliance Checklist
Connecticut Loan Broker and Real Estate Agency Dual Authority
When a Customer Falls for a Hacked Email: What to Do Next
New York Licensing Procedure
Licensing Examinations and Applications
47 Articles
New York DFS Annual Cyber Certification
Washington Examination - Responding to an SES Request
Washington State - Succession Plans
Texas Mortgage Examinations
North Carolina - New License Application
North Carolina License Exam
New York Examinations
New York Licensing Procedure
Licensing Examinations and Applications
”AML Compliance
3 Articles
CyberSecurity
6 Articles
Router Firmware/Patch Update Guide
Step 1: CyberSecurity Risk Assessment - NPI
Step 2: Byte-Sized Compliance: Inventory the Humans
Step 3: Byte-Sized Compliance - CyberSecurity - Vendor Reviews for Small Companies
Step 4: Byte-Sized CyberSecurity Risk Assessments - Physical Device Inventory
SES Exam - CyberSecurity Audit Requirement
Compliance
31 Articles
AMCs and Appraiser Independence
Loan Originator Compensation
Paying Referral Fees or Giving Broker Closing Cost Credits
When do I have to do Compliance Audits? What audits are required?
When do my employees and I have to do the required compliance training?
What disclosures are necessary for a reverse mortgage?
What is a lousy policy/procedure document?
What should my Privacy Notice say?
Compliance
”Quality Control
3 Articles
Document Management
15 Articles
How do I download my documents?
Zip Files and How to Use Them
I can't find my policy in the download link you sent?
How do I quickly customize my manual
How do I edit my policies and procedures
How do I manage the Date of my document
How do I update the "revised date" on my policies?
How do I subscribe for Free Updates?
Document Management
”Lender, Agency, and Investor Approval
7 Articles
Flagstar Bank Warehouse Application IT Security Questionnaire
UWM (or another investor/lender) is asking for the name of our Third-Party QC provider
Thinking about becoming a lender?
Working with a 3rd Party in Comergence
HUD/FHA Audit - where are the items in my plans?
UWM (or another lender) is asking for my Appraiser Independence Policy
Comergence - Do it right one time for continuous lender approval
Training
1 Articles