What documents do we keep after a file closes? Can I just get a printout from my lender?
Georgia's recently begun processing exams through the State Examination System (SES) platform
The SES (State Examination System) automates audits SA's (Supervisory Activity). Here's how to add a user to your SA
The SES (State Examination System) is connected to the NMLS system. Adding people and updating documents is similar to that architecture.
In addition to answering a manager's questionnaire, the regulator may ask for documentation from your packages. How do I package that material?
Maryland has an extensive questionnaire with requests for many documents. Where are these documents in your manuals?
Washington's examination is pretty straightforward, until you get into the details
Our modules are structured to consider the flow of the business, and the way responsibilities are usually divided in the business. Understanding this will help you find the procedures you're looking for.