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Quality Control
Where is the QC Checklist for Brokers?
Our system has many checklists, but the most important one is the FORM 1-4 Post-Closing Pre-Audit Checklist, which ensures you have retained all documents needed for compliance.
Last updated on 03 Nov, 2025
Navigate to the folders where you saved your downloaded documents. In that folder each module will follow the same structure Top Level (which contains the module *.doc)> FORMS (which includes all your tools).
Click on the Forms folder to see all the checklists, spreadsheets, and job aids.
