Quality Control

How do I create a Quality Control (QC) Report?

These procedures are outlined in your QC plan, but it's essential first to understand the scope of a review. Once you've completed a review, the report is just a compilation of what you found.

Where is the QC Checklist for Brokers?

Our system has many checklists, but the most important one is the FORM 1-4 Post-Closing Pre-Audit Checklist, which ensures you have retained all documents needed for compliance.

Using the Form 1-4 QC PROC Closed File Pre-Audit Compliance Checklist

The Form 1-4 QC PROC Closed File Pre-Audit Compliance Checklist is used to verify that all required documents are present, complete, and compliant before final loan file archival or regulatory review. It is a core quality control (QC) tool that helps ensure each closed loan meets investor, agency, and federal/state requirements.