4 articles tagged as “Arkansas Audit”:

• Arkansas - What documents are required?

  Getting licensed in Arkansas as a lender or broker means providing a few documents that you probably already have

  Published in:  Licensing Examinations and Applications

• Document Retention - What do we have to keep in our files?

  What documents do we keep after a file closes? Can I just get a printout from my lender?

  Published in:  Compliance

• How to Respond to a Regulatory Examination?

  In addition to answering a manager's questionnaire, the regulator may ask for documentation from your packages. How do I package that material?

  Published in:  Licensing Examinations and Applications

• What are Independent AML Reviews/Audits?

  It's a Federal rule, but states can enforce it. Some states are more specific than others.

  Published in:  Licensing Examinations and Applications