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AML - Going into a review, should I buy a new AML plan even if I've already got one
Licensing Examinations and Applications
The plan you previously had in place is the one that should be reviewed, even if you end up buying a new one.
Last updated on 09 Jun, 2026
Just like a financial audit, an AML third-party audit takes a snapshot of the condition of the compliance at the time leading up to the audit. Purchasing a new plan can eliminate findings of non-compliance but does not erase the flaws in a previous or previously non-existent plan.
